上海交通大学学报(医学版), 2026, 46(1): 75-81 doi: 10.3969/j.issn.1674-8115.2026.01.009

论著 · 公共卫生

孤独、主观幸福感与衰弱指数因果关系的孟德尔随机化研究

艾克热木·艾尔肯1, 陈兴娟2, 钮岳岳,2

1.新疆维吾尔自治区人民医院中西医协同诊疗医学中心,乌鲁木齐 830054

2.中国中医科学院广安门医院干保科,北京 100053

Mendelian randomization study of loneliness, subjective well-being, and frailty index

Aikeremu Aierken1, Chen Xingjuan2, Niu Yueyue,2

1.Chinese and Western Medicine Collaborative Diagnosis and Treatment Medical Center, People′s Hospital of Xinjiang Uygur Autonomous Region, Urumqi 830054, China

2.Cadres Health Protection Department, Guang′anmen Hospital, China Academy of Chinese Medical Sciences, Beijing 100053, China

通讯作者: 钮岳岳,住院医师,博士;电子信箱:952830794@qq.com

第一联系人: 艾克热木·艾尔肯负责研究设计、统计分析并撰写论文初稿,陈兴娟负责数据收集,钮岳岳负责论文审阅及修订。所有作者均阅读并同意了最终稿件的提交。

编委: 吴洋

收稿日期: 2025-05-16   接受日期: 2025-10-20  

基金资助: 中央高水平中医医院临床研究和成果转化能力提升项目.  HLCMHPP2023079

Corresponding authors: Niu Yueyue, E-mail:952830794@qq.com.

First author contact: Aierken Aikeremu was responsible for the research design and the statistical analysis, and drafted the initial manuscript. Chen Xingjuan was responsible for data collection. Niu Yueyue reviewed and revised the manuscript. All authors have read the final version of manuscript and consented to its submission.

Received: 2025-05-16   Accepted: 2025-10-20  

Fund supported: High Level Chinese Medical Hospital Promotion Project.  HLCMHPP2023079

摘要

目的·采用双样本孟德尔随机化(Mendelian randomization,MR)方法验证孤独、主观幸福感与衰弱指数的关联是否反映了因果关系。方法·基于已发表的全基因组关联研究(genome-wide association studies,GWAS)的摘要数据,利用MR方法分析孤独感、主观幸福感与衰弱指数(作为衰弱的替代指标)的因果关系。孤独感数据来源于包含445 024名欧洲血统参与者的研究,包括80 134名欧洲血统病例和364 890名欧洲血统对照;主观幸福感数据来自298 420名欧洲血统参与者;衰弱的汇总数据来自英国生物银行和瑞典TwinGene GWAS的meta分析,包括175 226名欧洲血统的参与者。使用逆方差加权(inverse variance weighted,IVW)方法作为主要的MR分析方法确定估计值,加权中位数(weighted median estimator,WME)作为补充方法。采用Cochran′s Q检验检查IVW估计值中异质性,并使用MR Egger截距检验指示多效性的存在。存在异质性时使用异常值全局检测MR-PRESSO识别离群值,去除离群值后,重复MR分析。进行留一分析,以评估总体估计值是否由单一的单核苷酸多态性(single nucleotide polymorphism,SNP)驱动。在暴露和结局数据的效应方向校正过程中,剔除等位基因方向难以确定的回文SNP以确保数据的一致性和分析的可靠性。结果·通过IVW证实孤独感与衰弱指数呈显著正相关,OR为3.87(95% CI 2.33~6.46,P<0.001);WME进一步验证了这一结果,OR为2.81(95% CI 1.49~5.29,P<0.001)。主观幸福感与衰弱指数呈显著负相关,OR为0.80(95% CI 0.69~0.94,P=0.005);WME结果趋势一致,OR为0.86(95% CI 0.74~1.01,P=0.065)。未发现异质性(Cochran′s Q检验,P=0.054和P=0.074)或水平多效性(MR-Egger截距检验,P=0.470和P=0.260)。结论·通过MR方法强化了孤独感增加衰弱风险、主观幸福感对衰弱具有保护作用的因果证据。

关键词: 孟德尔随机化 ; 孤独感 ; 主观幸福感 ; 衰弱指数 ; 因果推断

Abstract

Objective ·To employ a two-sample Mendelian randomization (MR) design to examine whether the associations between loneliness, subjective well-being, and the frailty index reflect causal relationships. Methods ·Summary data from published genome-wide association studies (GWAS) were utilized, and an MR approach was employed to analyze the causal relationships between loneliness, subjective well-being, and the frailty index (as a surrogate measure of frailty). Data on loneliness were derived from a study comprising 445 024 individuals of European ancestry, including 80 134 cases and 364 890 controls. Data for subjective well-being were obtained from 298 420 participants of European ancestry. Summary statistics for frailty were sourced from a meta-analysis of GWAS conducted within the UK Biobank and the Swedish TwinGene cohort, which included 175 226 individuals of European ancestry. The inverse variance weighted (IVW) method served as the primary MR analytical approach to derive causal estimates, with the weighted median estimator (WME) used as a supplementary approach. Cochran′s Q test was applied to assess heterogeneity in the IVW estimates. The presence of horizontal pleiotropy was evaluated using the MR-Egger intercept test. When significant heterogeneity was detected, the MR-PRESSO global test was utilized to identify and subsequently remove outlier variants. MR analyses were then repeated. A Leave-One-Out sensitivity analysis was conducted to evaluate whether the overall estimates were unduly influenced by any single nucleotide polymorphism (SNP). To ensure data consistency and analytical reliability during effect allele harmonization between exposure and outcome datasets, palindromic SNPs (for which the effect allele direction could not be definitively determined) were excluded. Results ·The IVW method revealed a significant positive association between loneliness and the frailty index, with an OR of 3.87 (95% CI 2.33‒6.46, P<0.001). This result was further confirmed by the WME, yielding an OR of 2.81 (95% CI 1.49‒5.29, P<0.001). Subjective well-being showed a significant negative association with the frailty index (OR=0.80, 95% CI 0.69‒0.94, P=0.005). The WME demonstrated a consistent direction of effect, though with borderline significance (OR=0.86, 95% CI 0.74‒1.01, P=0.065). The analysis revealed no significant heterogeneity (Cochran′s Q test, P=0.054 and P=0.074) or horizontal pleiotropy (MR-Egger intercept test, P=0.470 and P=0.260). Conclusion ·This study, supported by the MR methodology, indicates that loneliness is associated with an increased risk of frailty, while subjective well-being serves as a protective factor against frailty.

Keywords: Mendelian randomization (MR) ; loneliness ; subjective well-being ; frailty index ; causal inference

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本文引用格式

艾克热木·艾尔肯, 陈兴娟, 钮岳岳. 孤独、主观幸福感与衰弱指数因果关系的孟德尔随机化研究. 上海交通大学学报(医学版)[J], 2026, 46(1): 75-81 doi:10.3969/j.issn.1674-8115.2026.01.009

Aikeremu Aierken, Chen Xingjuan, Niu Yueyue. Mendelian randomization study of loneliness, subjective well-being, and frailty index. Journal of Shanghai Jiao Tong University (Medical Science)[J], 2026, 46(1): 75-81 doi:10.3969/j.issn.1674-8115.2026.01.009

全球老龄化趋势不断加剧,这使得推动健康老龄化成为了社会关注的焦点。在这一背景下,衰弱作为一种普遍存在的健康问题,日益受到重视。衰弱是一种复杂的综合征,主要表现为生理储备能力下降。这种下降源于个体多个生理系统的功能衰退,导致其面对外界压力事件时变得更加脆弱1。衰弱可以是多种生理、心理和环境因素综合作用的结果,是一个重大的公共卫生问题。

孤独是一种主观的、负向的情感状态,通常描述为个体感觉在社交和情感层面上与他人相隔离、缺乏亲密关系和社会支持的感受2。在各年龄人群中,孤独感可能因生活环境的变化、社会角色的转变等因素而普遍存在3。主观幸福感是指个体对自己的情感状态、自我评价、生活满足度等方面的评估4。在所有年龄段,身体健康均与积极的心理状态、良好的生活质量以及社会功能密切相关。

在老龄化进程中,孤独、主观幸福感与身体衰弱等因素成为备受关注的重要问题。以往的研究已经提供了大量关于这些因素的关联性信息,但对于其中的因果关系,仍然缺乏充分研究。孟德尔随机化(Mendelian randomization,MR)作为一种因果推断方法,可用来探索孤独、主观幸福感与衰弱之间的潜在因果关系。相比于传统的观察性研究,MR方法能够更准确地确定孤独、主观幸福感对于衰弱的影响,避免了混杂因素引起的因果效应误判5。在观察性研究中,受试者对自身孤独、主观幸福感和衰弱的评估往往基于自我报告,容易受到回忆偏倚和主观评估的影响;而MR方法利用基因变异作为指示变量,减少了这种主观影响6。MR方法通常利用大规模的基因组关联数据,具有较大的样本容量,提高了研究的统计功效,增强了研究结果的可靠性7

1 资料与方法

1.1 数据来源

根据已发表的全基因组关联研究(genome-wide association studies,GWAS)的摘要数据进行MR分析。对于孤独感,使用加州大学洛杉矶分校孤独量表或德容-吉尔维尔德孤独量表测量,共有445 024名欧洲血统参与者,包括80 134名欧洲血统病例和364 890名欧洲血统对照8。主观幸福感,通过关于生活满意度、积极影响或幸福的调查问题衡量,是心理学、经济学和流行病学研究的主要主题4。对于主观幸福感的分析基于59个队列的GWAS数据,总样本量为298 420例9。衰弱通常使用衰弱指数(frailty index,FI)衡量,该指数基于生命过程中许多健康缺陷的积累10。衰弱的汇总数据来自英国生物银行(UK Biobank)和瑞典TwinGene的GWAS的meta分析,包括175 226名欧洲血统参与者11。各表型所用GWAS联盟的详细信息见表1

表1   各表型所用GWAS联盟的详细信息

Tab 1  Details of GWAS consortia used for each phenotype

PhenotypeSample size/nCase/nControl/nYearPubMed IDPopulation
Exposure phenotype
Loneliness445 02480 134364 890201829970889European
Subjective well-being298 420201627089181European
Outcome phenotype (frailty index)175 226202134431594European

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1.2 遗传工具的选择

本研究使用的工具变量(表23)均满足以下条件。① 单核苷酸多态性(single nucleotide polymorphism,SNP)与暴露强相关(P<5×10-8)。主观幸福感的全基因组显著SNP相对较少,因此放宽遗传工具P值阈值为P<5×10-6。② 通过连锁不平衡(linkage disequilibrium,LD)验证独立性,设置参数r2<0.001在10 000 kb的遗传距离内,来自1 000个基因组计划的欧洲血统参考面板。③ F统计量用于评估工具SNP的强度,其中提取F统计量>10的SNP以最大程度地减少弱工具的偏倚。本研究纳入SNP的F统计量均>2012。协调过程中剔除等位基因不重合的SNP及回文SNP,并通过PhenoScanner网站(http://www.phenoscanner.medschl.cam.ac.uk)检索可能存在的混杂SNP,以避免混杂因素引起的潜在多效性效应。

表2   遗传预测孤独感的工具变量

Tab 2  Instrumental variables for genetically predicted loneliness

SNPEANEAEAFβSEP valueF statistics
rs6430286GA0.580.0050.0011.44×10-832.14
rs74338595TC0.710.0050.0014.82×10-934.26
rs4465966AG0.430.0050.0011.44×10-832.13
rs171697CG0.67-0.0050.0016.81×10-933.59
rs2069117AC0.37-0.0050.0018.97×10-1037.54
rs10456089GA0.920.0090.0022.55×10-935.50
rs7770860TC0.63-0.0050.0011.45×10-832.12
rs773020GA0.10-0.0090.0015.32×10-934.07
rs13291079TC0.580.0050.0019.21×10-1141.99
rs62085660CG0.260.0050.0014.86×10-934.24
rs613872GT0.17-0.0080.0015.77×10-1456.45

Note: EA—effect allele; NEA—other allele; EAF—effect allele frequency.

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表3   遗传预测主观幸福感的工具变量

Tab 3  Instrumental variables for genetically predicted subjective well-being

SNPEANEAEAFβSEP valueF statistics
rs10484399AG0.916 04-0.0260.0051.99×10-727.04
rs10769190TC0.197 800.0180.0046.80×10-620.25
rs11073619TC0.104 500.0250.0055.73×10-725.00
rs11610143CG0.802 200.0190.0042.03×10-622.56
rs12143280TC0.944 030.0380.0082.03×10-622.56
rs12298541AC0.356 300.0160.0039.64×10-828.44
rs13235506TG0.955 22-0.0340.0071.19×10-623.59
rs17005492TC0.785 400.0180.0046.80×10-620.25
rs2017279AG0.679 100.0160.0039.64×10-828.44
rs258668TC0.595 10-0.0170.0031.46×10-832.11
rs4589952TC0.154 90-0.0210.0041.52×10-727.56
rs6587766TC0.041 040.0470.0091.77×10-727.27
rs707533AG0.666 000.0190.0032.40×10-1040.11
rs7149000AG0.459 00-0.0140.0033.06×10-621.78
rs7239568AC0.688 40-0.0160.0039.64×10-828.44
rs7969982TC0.925 37-0.0310.0062.38×10-726.69

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1.3 统计学方法

所有分析均采用R统计软件(版本4.2.3),使用R包“TwoSampleMR(0.6.20)”和“MRPRESSO(1.0)”完成。在筛选孤独感、主观幸福感和衰弱指数的GWAS之间的效应等位基因后,使用逆方差加权(inverse variance weighted,IVW)方法作为主要的MR分析方法确定估计值13,加权中位数(weighted median estimator,WME)作为补充方法14。两种方式使用不同的假设评估暴露与结局的因果效应,可相互补充15。采用Cochran′s Q检验检查IVW估计值中异质性,同时使用MR Egger截距检验指示多效性的存在16。存在异质性时,使用异常值全局检测MR-PRESSO识别离群值,去除离群值后,重复MR分析17。进行留一分析,以评估总体估计值是否由单一的SNP驱动。在暴露和结局数据的效应方向校正过程中,剔除等位基因方向难以确定的回文SNP以确保数据的一致性和分析的可靠性。结果表示为OR及其95%CIP<0.05表示差异具有统计学意义。

2 结果

2.1 孤独感与衰弱指数的MR分析

IVW结果显示,孤独感与衰弱呈显著正相关,OR为3.87(95% CI 2.33~6.46,P<0.001),提示孤独显著增加衰弱风险。WME方法得出一致结论,OR为2.81(95% CI 1.49~5.29,P<0.001),结果稳健。在SNP效果的散点图(图1)中,IVW法、WME法的回归斜率方向一致,证实随着暴露因素孤独感的上升,衰弱风险增大,两者呈正相关。

图1

图1   SNP对孤独感与衰弱指数效应的散点图

Fig 1   Scatter plot of effects of SNP on loneliness and the frailty index


2.2 主观幸福感与衰弱指数的MR分析

IVW结果显示主观幸福感与衰弱呈显著负相关,OR为0.80(95% CI 0.69~0.94,P=0.005);WME结果与其趋势一致,OR为0.86(95% CI 0.74~1.01,P=0.065)。在SNP对主观幸福感与衰弱指数效应的散点图(图2)中,IVW法、WME法的回归斜率方向一致,主观幸福感与衰弱指数呈负相关。未发现异质性(Cochran′s Q检验,P=0.054和P=0.074)或水平多效性(MR-Egger截距检验,P=0.470和P=0.260)。孤独感、主观幸福感与衰弱指数遗传风险预测的MR森林图见图3

图2

图2   SNP对主观幸福感与衰弱指数效应的散点图

Fig 2   Scatter plot of effects of SNP on subjective well-being and the frailty index


图3

图3   孤独感、主观幸福感与衰弱指数遗传风险预测的MR森林图(以IVW为主要分析方法)

Fig 3   Forest plot of MR estimates for the causal effects of loneliness and subjective well-being on the frailty index (IVW as the primary analysis)


2.3 留一法效应分析

通过留一法策略,在IVW模型框架内,系统评估离群值及多效性SNP对因果估计的潜在影响,以迭代方式逐一排除单个SNP,检验是否存在单一SNP对观察结果产生主导性作用。与孤独感及主观幸福感相关的SNP对衰弱指数的留一法效应分析结果显示,无单个孤独感相关SNP主导因果估计,主观幸福感相关SNP对衰弱指数的MR分析结果未受单个SNP的过度影响,稳健性良好(图45)。

图4

图4   孤独感相关SNP对衰弱指数的留一法敏感性分析

Fig 4   Leave-one-out sensitivity analysis of effects of loneliness-associated SNP on the frailty index


图5

图5   主观幸福感相关SNP对衰弱指数的留一法敏感性分析

Fig 5   Leave-one-out sensitivity analysis of effects of subjective well-being-associated SNP on the frailty index


3 讨论

本研究基于两样本MR分析探寻孤独感、主观幸福感与衰弱的因果关系,结果表明孤独感会提升衰弱风险,证实了二者之间存在因果关系,而主观幸福感对衰弱具有保护作用。

多项长期纵向研究已证实了孤独与身体衰弱之间存在紧密的联系,表明孤独在身体健康脆弱性方面有重要作用,并能够预测身体衰弱的发展趋势18-20。一项纳入16项独立研究的系统综述进一步确认了孤独与个体身体衰弱以及衰弱进程恶化之间存在的密切关联21。这一系列深入的研究强化了孤独对身体健康状态的影响,突显了其在健康退化进程中的显著意义。

目前,孤独导致衰弱风险增加的确切机制尚不清楚。以往的研究22已经发现,孤独的个体在自我调节情绪、思想和行为等方面的能力下降,从而导致心理健康状况不佳并发生不良的健康行为,这些不良行为已被证实与衰弱密切相关。孤独与许多慢性疾病有明确的关联,并且会增加早逝的风险23。此外,神经内分泌改变也可能在介导孤独与衰弱之间的途径中发挥作用,孤独感会增强机体对急性应激事件的炎症反应,从而促进衰弱24-25。更好地理解孤独与衰弱之间的关系及其潜在的机制,有助于为预防和干预孤独引起的衰弱提供更有效的措施,从而改善个体的健康状况并降低早逝风险,延长寿命26

研究27表明,主观幸福感水平较高的个体往往与良好的健康状态和长寿有关联。这意味着积极的心理状态可能对身体健康和寿命有积极影响28-30。相反,对衰老持消极态度和低幸福感被证实为独立的身体衰弱危险因素。这些研究结果强调了情感健康与身体健康之间的密切关系。然而,幸福感不仅是长寿的一种结果,也是有效应对人口老龄化、评估老年人生活质量的重要指标31。在面对衰弱难以彻底改善的情况下,保持较高的幸福感仍然具有重要意义32。积极的幸福感可以帮助个体更好地应对生活中的挑战,增强应对压力和逆境的能力,从而改善整体生活质量。为了保持较高的幸福感,体育锻炼和良好的社会交往是有效的方法。体育锻炼有助于释放身体内的内啡肽等激素,提升情绪状态,同时也对心血管、肌肉和骨骼健康有益33-35。良好的社会交往可以满足人类社会性需求,减少孤独感,增进彼此间的情感连接。这些积极的社会关系有助于促进心理健康,并可能对身体健康产生积极影响。老年人的衰弱和孤独往往是相互关联的,会对他们的整体健康产生重大影响。通过评估危险因素及早发现衰弱应成为老年患者的护理标准之一。有效解决衰弱和孤独的干预措施如体育锻炼、心理支持和社会参与等,可以促进更健康的老龄化,并降低医疗成本36。可以通过干预相关的营养、生活方式、行为和社会心理因素,降低衰弱及其相关危险因素37-39。身体活动、饮食补充剂和地中海饮食具有抗炎作用,可改善衰弱状态。日常生活中人们可通过改善营养不良、降低营养不良风险、提高维生素D水平、增加蛋白质摄入量、补充水果和蔬菜、坚持地中海饮食、避免体质量过重或过轻、调整睡眠参数、戒烟戒酒、建立适度体育锻炼的习惯、保持活跃的社交活动等方式,减少衰弱并提升主观幸福感40

本研究采用基因组关联研究与MR方法相结合,探究孤独与衰弱之间的因果关系。通过应用广泛的MR敏感性分析方法,最大限度地提高了研究结果的稳健性,解决了水平多效性的问题,减少了混杂因素的影响,提供了更为可靠的证据。数据集样本来自无重叠的欧洲人群,也提高了结论的可信度。

本研究通过双样本MR设计,为孤独感与主观幸福感对衰弱指数的因果效应提供了新的遗传学证据。利用遗传工具变量,有效规避了观察性研究中常见的混杂偏倚和反向因果问题;同时,工具变量筛选严格,孤独感相关SNP达到全基因组显著水平,且通过LD分析和混杂SNP检索确保了独立性。本研究综合运用多种敏感性分析方法,结果高度一致,显著增强了因果推断的可靠性。

本研究尚存在以下局限性。① 所有遗传数据均来源于欧洲血统人群,限制了该结论对其他种族/族裔群体的普适性,不同人群的遗传背景、社会文化环境及疾病风险可能存在差异。② 基于汇总水平数据无法进行性别分层分析,难以探讨孤独感与衰弱关联中可能存在的性别特异性效应。③ 主观幸福感的工具变量筛选阈值放宽虽提高了统计效力,但仍存在潜在的多效性偏倚风险,尽管敏感性分析未发现显著水平多效性证据。④ MR方法本身无法直接验证炎症通路、健康行为等潜在中介机制,需结合实验研究或多变量MR进一步探索。未来研究需整合多族群遗传数据,开展性别特异性分析,并结合个体水平队列深入探讨生物学机制,以优化针对老年衰弱的精准干预策略。

综上,本研究采用MR方法,深入探究了孤独、主观幸福感与衰弱之间的因果关系。结果证实,孤独感会显著增加衰弱风险,而主观幸福感则对衰弱具有保护作用。在老龄化人群健康养老的过程中,应更加精准地制定老年健康政策和干预措施,通过降低孤独感、提升主观幸福感,减少衰弱的发生与进展。

所有作者声明不存在利益冲突。
All authors declare no relevant conflict of interests.

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